Jennifer Trowbridge

Jennifer focuses on a wide array of corporate law, including securities law, corporate finance, mergers & acquisitions, and Exchange Act reporting and compliance. She represents public and private companies, investment funds and underwriters in regards to federal and state securities laws and investment and capital-raising transactions such as PIPEs, private equity, debt and venture capital transactions & SPACs. Her services include public and private offerings (Regulation D, etc.), registration of securities (Forms S-1, S-8, etc.), and filing compliance with mergers, acquisitions, stock and asset purchases (Forms 10-K, 10-Q, 8-K, etc.). She also assists clients such as investment advisers, broker-dealers and investment firms with registration and on-going SEC and state compliance. Jennifer holds an IACCP (Investment Adviser Certified Compliance Professional) certification.